King v. Merrill Lynch Canada Inc.

2005 CanLII 43679 (ON SC)Decided Wrongful dismissal

Wrongful Dismissal: Financial Consultants Dismissed for Discretionary Trading

Summary

A wrongful dismissal case involving financial consultants who were dismissed for cause. The court examined whether the plaintiffs were wrongfully dismissed, the appropriate notice period, and whether they had an employment or independent contractor relationship with Merrill Lynch. The court also addressed claims of discretionary trading, proprietary interest in client lists, and the enforceability of a promissory note signed under duress.

Outcome

Claims for tort damages were dismissed, and the promissory note was found invalid due to duress. The court also determined that Merrill Lynch had a proprietary interest in the client list and book of business.

Key Factors

  • wrongful dismissal
  • employment status determination
  • discretionary trading
  • proprietary interest in client lists
  • duress in contract signing

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This is legal information, not legal advice. Ontario Severance is an educational tool. If you are facing a serious employment law matter, consult with a qualified employment lawyer in Ontario.